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Our Team

Rick Peterson – President

Thirty years experience as an Investment Advisor, institutional salesman, investment banker and public company officer & director.

Senior roles at leading Canadian investment dealers: Midland Walwyn Capital; Merrill Lynch Canada; Yorkton Securities; HSBC Securities.

Chairmans' Club producer as Investment Advisor at Midland Walwyn - Top Ten producer among MWI's 1200 Investment Advisors.

Extensive network of Investment Advisors, investment bankers, fund managers, family wealth offices, institutional sales desks and corporate finance professionals across Canada and in Europe.

Candidate for leadership of the Conservative Party of Canada in 2017.  Founder of Suits and Boots Corporation (,  a national not-for-profit group of investment industry professionals who support Canada’s resource sector.

Bob Mawhinney – Vice President, Western Canada

Bob has 20 years of experience in the Canadian capital markets in as a gold research analyst, gold trader, foreign exchange market maker/inter bank dealer, corporate foreign exchange adviser and Investment Adviser.

He has an Economics degree from Glendon College of York University.

Duncan Roy – Vice President, Ontario & Quebec

A 32 year veteran on Bay Street as an Investment Advisor, Duncan brings extensive experience in the capital markets.

He has been instrumental in raising millions of dollars for companies, both private and public, in numerous industries such as technology, entertainment, medical, mining, oil & gas, etc.

He is an alumni of The University of Western Ontario with a BA from King's College.

Sean Marsden – Vice President, Atlantic Canada

Sean has deep experience in all aspects of the Canadian capital markets, starting as an Investment Advisor with BMO Nesbitt Burns in Ottawa.

He has structured, operated and financed a number of private and public sector resource companies in Atlantic Canada, and set up sales channels for financial product distribution to Investment Advisors with national securities firms and investment boutiques across Canada.

Sean is fluently bilingual, a passionate scallop fisherman on weekends, and lives with his wife and two children in Hammonds Plains, Nova Scotia, just outside of Halifax.